Home > Insider Trading > Filing (0001209191-22-061545)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1393402	Steffan Tomlinson	C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-12-13	11,300	$0.00	117,707	No	4	C	Direct
Class A Common Stock	Disposition	2022-12-13	11,300	$25.00	106,407	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2022-12-13	11,300	$0.00	11,300	$6.65
Class A Common Stock	Class B Common Stock	Acquisiton	2022-12-13	11,300	$0.00	11,300	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-12-13	11,300	$0.00	11,300	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,530,116	2030-08-05	No	4	M	Direct
11,300		No	4	M	Direct
0		No	4	C	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			150,425	150,425	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	150,425	150,425	Indirect

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan.
The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.