Filing Details

Accession Number:
0001679788-22-000138
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-15 18:04:00
Reporting Period:
2022-12-13
Accepted Time:
2022-12-15 18:04:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1679788 Coinbase Global Inc. COIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668711 J Alesia Haas C/O Coinbase Global, Inc.
Not Applicable DE
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-12-13 150,000 $0.00 229,568 No 4 C Direct
Class A Common Stock Disposition 2022-12-13 37,538 $44.61 192,030 No 4 S Direct
Class A Common Stock Disposition 2022-12-13 24,162 $45.49 167,868 No 4 S Direct
Class A Common Stock Disposition 2022-12-13 30,300 $46.04 137,568 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2022-12-13 150,000 $0.00 150,000 $6.97
Class A Common Stock Class B Common Stock Acquisiton 2022-12-13 150,000 $0.00 150,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-13 150,000 $0.00 150,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
917,668 2028-04-30 No 4 M Direct
150,000 No 4 M Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 20,896 Indirect By ACB 2021, LLC
Footnotes
  1. These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.
  2. Represents the conversion of Class B Common Stock held of record by The Reporting Person into Class A Common Stock.
  3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  4. These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.
  5. Represents the weighted average sale price. The lowest price at which shares were sold was $44.01 and the highest price at which shares were sold was $44.97. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) to this Form 4.
  6. Represents the weighted average sale price. The lowest price at which shares were sold was $45.01 and the highest price at which shares were sold was $46.005.
  7. Represents the weighted average sale price. The lowest price at which shares were sold was $46.01 and the highest price at which shares were sold was $46.06.
  8. These shares are held of record by ACB 2021, LLC, of which the Reporting Person is the sole member. The Reporting Person disclaims beneficial ownership of the shares owned by ACB 2021, LLC, except to the extent of her pecuniary interest therein, if any.
  9. The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.