Filing Details

Accession Number:
0001866222-22-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-14 19:35:42
Reporting Period:
2022-12-12
Accepted Time:
2022-12-14 19:35:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1583708 Sentinelone Inc. S Services-Prepackaged Software (7372) 990385461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1866222 Tomer Weingarten C/O Sentinelone, Inc.
444 Castro Street, Suite 400
Mountain View CA 94041
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-12-12 122,685 $1.20 411,362 No 4 C Direct
Class A Common Stock Acquisiton 2022-12-12 248,065 $2.27 659,427 No 4 C Direct
Class A Common Stock Disposition 2022-12-12 400,000 $15.81 259,427 No 4 S Direct
Class A Common Stock Acquisiton 2022-12-13 400,000 $2.27 659,427 No 4 C Direct
Class A Common Stock Disposition 2022-12-13 329,961 $15.82 329,466 No 4 S Direct
Class A Common Stock Disposition 2022-12-13 70,039 $16.89 259,427 No 4 S Direct
Class A Common Stock Acquisiton 2022-12-14 400,000 $2.27 659,427 No 4 C Direct
Class A Common Stock Disposition 2022-12-14 400,000 $15.32 259,427 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2022-12-12 122,685 $0.00 122,685 $1.20
Class A Common Stock Class B Common Stock Acquisiton 2022-12-12 122,685 $0.00 122,685 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-12 122,685 $0.00 122,685 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-12-12 248,065 $0.00 248,065 $2.27
Class A Common Stock Class B Common Stock Acquisiton 2022-12-12 248,065 $0.00 248,065 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-12 248,065 $0.00 248,065 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-12-13 400,000 $0.00 400,000 $2.27
Class A Common Stock Class B Common Stock Acquisiton 2022-12-13 400,000 $0.00 400,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-13 400,000 $0.00 400,000 $0.00
Class B Common Stock Stock Option (right to buy) Disposition 2022-12-14 400,000 $0.00 400,000 $2.27
Class A Common Stock Class B Common Stock Acquisiton 2022-12-14 400,000 $0.00 400,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-14 400,000 $0.00 400,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
368,635 2029-03-07 No 4 M Direct
4,357,764 No 4 M Direct
4,235,079 No 4 C Direct
2,696,351 2030-03-27 No 4 M Direct
4,483,144 No 4 M Direct
4,235,079 No 4 C Direct
2,296,351 2030-03-27 No 4 M Direct
4,635,079 No 4 M Direct
4,235,079 No 4 C Direct
1,896,351 2030-03-27 No 4 M Direct
4,635,079 No 4 M Direct
4,235,079 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 136,074 136,074 Indirect
Class A Common Stock Class B Common Stock $0.00 400,000 400,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
136,074 136,074 Indirect
400,000 400,000 Indirect
Footnotes
  1. Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
  2. This sale was effected in connection with year-end financial planning.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.72 to $16.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.335 to $16.335, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  7. The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 1, 2019, subject to the Reporting Person's continued service to the Issuer on each vesting date.
  8. Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
  9. (continued from footnote 8) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation.
  10. The stock option vests and becomes exercisable in 48 equal monthly installments beginning on February 22, 2020, subject to the Reporting Person's continued service to the Issuer on each vesting date.
  11. These securities are held by the Tomer Weingarten 2021 Grantor Retained Annuity Trust dated April 29, 2021, of which the Reporting Person is trustee.
  12. These securities are held by a trust over whose trustee the Reporting Person can exercise remove and replace powers. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.