Filing Details
- Accession Number:
- 0001562180-22-008289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-14 17:47:11
- Reporting Period:
- 2022-12-13
- Accepted Time:
- 2022-12-14 17:47:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1880115 | Gayatri Raman | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | President, Europe And Asia | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-12-13 | 9,896 | $12.40 | 9,896 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-12-13 | 78,515 | $4.40 | 88,411 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2022-12-13 | 119,010 | $4.40 | 207,421 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-12-13 | 9,896 | $18.25 | 197,525 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-12-13 | 78,515 | $18.26 | 119,010 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-12-13 | 119,010 | $18.19 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-13 | 9,896 | $0.00 | 9,896 | $12.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-13 | 78,515 | $0.00 | 78,515 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-13 | 119,010 | $0.00 | 119,010 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,104 | 2031-03-07 | No | 4 | M | Direct | |
| 180,900 | 2030-03-16 | No | 4 | M | Direct | |
| 120,600 | 2030-03-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.24 USD to $18.26 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.21 USD to $18.44 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.07 USD to $18.29 USD; the price reported above reflects the weighted average sale price.
- 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
- Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025
- Vests 99,000 share(s) on 02-Nov-2020, 40,200 share(s) on 16-Mar-2021, 40,200 share(s) on 16-Mar-2022, 40,200 share(s) on 16-Mar-2023, 40,200 share(s) on 16-Mar-2024, 40,200 share(s) on 16-Mar-2025
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