Filing Details
- Accession Number:
- 0001209191-11-028341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-13 16:43:50
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-05-13
- Accepted Time:
- 2011-05-13 15:43:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113697 | A John Halbrook | 1000 E. Drake Road Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Disposition | 2011-02-08 | 115,000 | $0.00 | 1,602,688 | No | 5 | G | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2011-02-08 | 230,000 | $0.00 | 1,372,688 | No | 5 | G | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2011-02-08 | 230,000 | $0.00 | 1,602,688 | No | 5 | G | Indirect | By self as trustee for The Benita K. Halbrook Grantor Retained Annuity Trust |
| Woodward, Inc. Common Stock | Disposition | 2011-02-10 | 260,000 | $34.37 | 1,342,688 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2011-03-08 | 352,962 | $0.00 | 989,726 | No | 5 | G | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2011-03-08 | 352,962 | $0.00 | 1,342,688 | No | 5 | G | Indirect | By self as co-trustee for The John A. Halbrook Living Trust |
| Woodward, Inc. Common Stock | Disposition | 2011-03-08 | 5,000 | $0.00 | 1,337,688 | No | 5 | G | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2011-03-08 | 5,000 | $0.00 | 1,342,688 | No | 5 | G | Indirect | By self as co-trustee for The Benita K. Halbrook Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By self as trustee for The Benita K. Halbrook Grantor Retained Annuity Trust |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By self as co-trustee for The John A. Halbrook Living Trust |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By self as co-trustee for The Benita K. Halbrook Living Trust |
Footnotes
- This transaction involved a gift of securities by Mr. Halbrook to The Halbrook Family Irrevocable Trust, under which Mr. Halbrook's children are the beneficiairies and trustees. Mr. Halbrook's children have full investment and voting control of the trust and do not share Mr. Halbrook's household.
- This transaction involved a gift of securities by Mr. Halbrook to The Benita K. Halbrook Grantor Retained Annuity Trust, under which Mr. Halbrook's wife is the beneficiairy and Mr. Halbrook is the trustee.
- This transaction involved the sale of securities to The Halbrook Family Irrevocable Trust in exchange for a promissory note in a principal amount equal to the aggregate purchase price of the securities and accruing interest at the rate of 1.5% per year.
- This transaction involved a gift of securities by Mr. Halbrook to The John A. Halbrook Living Trust, under which Mr. Halbrook is the beneficiary and Mr. Halbrook and his wife are the trustees.
- This transaction involved a gift of securities by Mr. Halbrook to The Benita K. Halbrook Living Trust, under which Mr. Halbrook's wife is the beneficiary and Mr. Halbrook and his wife are the trustees.
Billionaire Hedge Funds
