Filing Details

Accession Number:
0001818874-22-000251
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-13 18:21:52
Reporting Period:
2022-12-09
Accepted Time:
2022-12-13 18:21:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818874 Sofi Technologies Inc. SOFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613438 Anthony Noto C/O Sofi Technologies, Inc.
234 1St Street
San Francisco CA 94105
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-09 682,500 $4.36 4,636,186 No 4 P Direct
Common Stock Acquisiton 2022-12-12 132,600 $4.29 4,768,786 No 4 P Direct
Common Stock Acquisiton 2022-12-13 318,965 $4.58 5,087,751 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The reported transactions were executed in multiple trades. The purchase price of $4.3634 reported in Column 4 is the weighted average purchase price for the 682,500 shares acquired by the Reporting Person within a range of $4.330 to $4.395 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
  2. The reported transactions were executed in multiple trades. The purchase price of $4.2934 reported in Column 4 is the weighted average purchase price for the 132,600 shares acquired by the Reporting Person within a range of $4.28 to $4.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
  3. The reported transactions were executed in multiple trades. The purchase price of $4.5833 reported in Column 4 is the weighted average purchase price for the 318,965 shares acquired by the Reporting Person within a range of $4.70 to $4.35 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.