Filing Details

Accession Number:
0001209191-22-060984
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-13 17:13:51
Reporting Period:
2022-12-12
Accepted Time:
2022-12-13 17:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603978 Aquabounty Technologies Inc. AQB Fishing, Hunting And Trapping (900) 043156167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666016 Sharps Gail Myers C/O Aquabounty Technologies, Inc.
2 Mill &Amp; Main Place, Suite 395
Maynard MA 01754
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-12 200 $0.63 200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 225 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to purchase common stock were granted on 02/28/2022 $5.44 2022-03-10 2031-03-10 1,486 1,486 Direct
Common Stock Options to Purchase Common Stock $1.52 2023-03-14 2032-03-14 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-03-10 1,486 1,486 Direct
2032-03-14 2,500 2,500 Direct
Footnotes
  1. Purchase of 225 shares at $.70 12/05/2022
  2. Purchase of 200 shares at $.63 12/12/2022
  3. Options to purchase common stock were granted on 02/28/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 03/10/2022 (using 05/28/2021 price; number prorated).
  4. Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.