Filing Details
- Accession Number:
- 0001140361-11-026726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 18:17:58
- Reporting Period:
- 2011-05-03
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 17:17:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136796 | Charter Financial Corp | CHFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280870 | David Strobel | 1233 O.g. Skinner Drive West Point GA 31833 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-03 | 200 | $11.05 | 4,772 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-04 | 100 | $11.05 | 4,672 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 300 | $11.05 | 4,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-10 | 445 | $10.90 | 3,927 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-11 | 2,955 | $10.85 | 972 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300 | Indirect | By Stock Award |
| Common Stock | 500 | Indirect | By Stock Award II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $11.00 | 2014-01-27 | 2019-01-27 | 8,000 | 8,000 | Direct |
| Common Stock | Stock Option | $10.20 | 2015-06-22 | 2020-06-22 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-27 | 8,000 | 8,000 | Direct |
| 2020-06-22 | 5,000 | 5,000 | Direct |
Footnotes
- Shares granted to the reporting person on July 27, 2004 under the Charter Financial Corporation 2001 Recognition and Retention Plan. 100, 100 and 100 restricted stock awards will vest on July 27, 2011, July 27, 2012 and July 27, 2013, respectively.
- Restricted stock award of 500 shares granted to the reporting person on June 22, 2010 under the Charter Financial Corporation 2001 Recognition and Retention Plan. This award will vest on June 22, 2011.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on June 22, 2015.
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