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Filing Details

Accession Number:: 0001628280-22-031700
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-09 21:57:45
Reporting Period:: 2022-12-07

Accepted Time:: 2022-12-09 21:57:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1665300	Phunware Inc.	PHUN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244387	S Alan Knitowski	1002 West Avenue Austin TX 78701	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2022-12-08	115,170	$0.96	1,138,452	No	4	S	Direct
Common Stock	Disposition	2022-12-08	45,898	$0.99	1,092,554	No	4	D	Direct
Common Stock	Disposition	2022-12-07	29,119	$1.00	1,063,435	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	D	Direct
No	4	D	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	585,589	Indirect	See footnote

Footnotes

The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.9507 to $0.9771. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.9977. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.00 to $1.01. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.