Filing Details

Accession Number:
0001181431-11-028658
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 20:53:32
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 19:53:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1334036 Crocs Inc. CROX Rubber & Plastics Footwear (3021) 202164234
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
939448 L Richard Sharp 9020 Stony Point Parkway, Suite 180
Richmond VA 23235
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 152,713 $1.69 155,165 No 4 M Direct
Common Stock Disposition 2011-05-06 152,713 $21.00 2,452 No 4 S Direct
Common Stock Disposition 2011-05-06 39,610 $21.06 0 No 4 S Indirect By EGG & RS, LLC
Common Stock Disposition 2011-05-06 39,610 $21.04 0 No 4 S Indirect By RBG & RS, LLC
Common Stock Disposition 2011-05-06 39,610 $21.01 0 No 4 S Indirect By BES & RS, LLC
Common Stock Disposition 2011-05-06 39,600 $21.01 0 No 4 S Indirect By CSS & RS, LLC
Common Stock Acquisiton 2011-05-09 197,717 $1.69 200,169 No 4 M Direct
Common Stock Disposition 2011-05-09 197,717 $21.03 2,452 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By EGG & RS, LLC
No 4 S Indirect By RBG & RS, LLC
No 4 S Indirect By BES & RS, LLC
No 4 S Indirect By CSS & RS, LLC
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-05-06 152,713 $0.00 152,713 $1.69
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-05-09 197,717 $0.00 197,717 $1.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
197,717 2012-04-27 No 4 M Direct
0 2012-04-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 666,507 Indirect By The RLS Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.95 to $21.085, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5) and (6) of this Form 4.
  2. The reporting person is the sole trustee of The RLS Trust and is the sole manager of each of BES & RS, LLC, EGG & RS, LLC, RBG & RS, LLC and CSS & RS, LLC and he exercies voting and investment power over all of the shares beneficially owned by the trust and each company.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.075, inclusive.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.92 to $21.06, inclusive.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.981 to $21.02, inclusive.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.125, inclusive.
  7. Includes 7,352 shares previously held directly by the reporting person, which were re-registered in the name of The RLS Trust.
  8. This option was previously reported as covering 175,215 shares at an exercise price of $3.38 per share, but was adjusted to reflect the 2-for-1 stock split that occured on June 14, 2007.
  9. The options vested and became exercisable in four equal installments on May 1, 2006, May 1, 2007, May 1, 2008 and May 1, 2009.