Filing Details

Accession Number:
0001127602-22-027061
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-12-08 11:37:36
Reporting Period:
2022-11-30
Accepted Time:
2022-12-08 11:37:36
Original Submission Date:
2022-12-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000697 Waters Corp WAT Laboratory Analytical Instruments (3826) 133668640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184452 Edward Conard 34 Maple Street
Milford MA 01757
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-30 4,000 $88.71 75,283 No 4 M Direct
Common Stock Disposition 2022-11-30 1,059 $334.70 74,224 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-11-30 4,000 $0.00 4,000 $88.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-02 2023-01-02 No 4 M Direct
Footnotes
  1. This amendment corrects an administrative error in which the acquisition price of the stock acquired through the exercise of the listed options was incorrectly listed at $334.7000 instead of the correct price of $88.7100.
  2. These stock options, which were granted on January 2, 2013 and vested 1 year thereafter, were scheduled to expire on January 2, 2023.
  3. The sale reported on this Form 4 represents shares sold to cover tax withholding obligations in connection with the exercise and settlement of a grant of options. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.