Filing Details

Accession Number:
0001434714-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 20:28:45
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 19:28:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097149 Align Technology Inc ALGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 943267295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434714 Dana Cambra C/O Align Technology Inc
2650 Orchard Parkway
San Jose CA 95131
Vp, Research & Develop. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 22,294 $12.25 31,934 No 4 M Direct
Common Stock Disposition 2011-05-06 31,934 $23.57 0 No 4 S Direct
Common Stock Acquisiton 2011-05-09 14,583 $7.81 14,583 No 4 M Direct
Common Stock Acquisiton 2011-05-09 43,017 $12.25 57,600 No 4 M Direct
Common Stock Disposition 2011-05-09 57,600 $23.58 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to Buy (Common Stock) Disposition 2011-05-06 22,294 $0.00 22,294 $12.25
Common Stock Right to Buy (Common Stock) Disposition 2011-05-09 14,583 $0.00 14,583 $7.81
Common Stock Right to Buy (Common Stock) Disposition 2011-05-09 43,017 $0.00 43,017 $12.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
72,706 2009-06-16 2018-06-16 No 4 M Direct
13,417 2010-02-20 2013-02-20 No 4 M Direct
29,689 2009-06-16 2018-06-16 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.73. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.31 to $23.71. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.