Filing Details

Accession Number:
0001578563-22-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-07 16:47:06
Reporting Period:
2022-12-06
Accepted Time:
2022-12-07 16:47:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1753162 Fathom Holdings Inc. FTHM Real Estate Agents & Managers (For Others) (6531) 821518164
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817237 Joshua Harley C/O Fathom Holdings Inc.
2000 Regency Parkway Drive, Suite 300
Cary NC 27518
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-06 18,000 $5.44 2,983,555 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,063,032 Indirect See Footnote
Footnotes
  1. The reported securities were purchased in multiple transactions at prices ranging from $5.18 to $5.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  2. Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.
  3. Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.
  4. Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.
  5. Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.