Filing Details

Accession Number:
0001104659-22-125197
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-07 16:31:59
Reporting Period:
2022-12-05
Accepted Time:
2022-12-07 16:31:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708527 Aziyo Biologics Inc. AZYO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184421 Kevin Rakin 36 Church Lane
Westport CT 06880
Yes No Yes No
1598026 Highcape Partners Qp, L.p. 36 Church Lane
Westport CT 06880
No No Yes No
1598046 Highcape Partners, L.p. 36 Church Lane
Westport CT 06880
No No Yes No
1790214 Matt Zuga 36 Church Lane
Westport CT 06880
Yes No Yes No
1819932 Highcape Partners Gp, L.p. 36 Church Lane
Westport CT 06880
No No Yes No
1819933 Highcape Partners Gp, Llc 36 Church Lane
Westport CT 06880
No No Yes No
1819988 Highcape Co-Investment Vehicle I, Llc 36 Church Lane
Westport CT 06880
No No Yes No
1820044 Highcape Co-Investment Vehicle Ii, Llc 36 Church Lane
Westport CT 06880
No No Yes No
1826279 Highcape Capital, L.p. 36 Church Lane
Westport CT 06880
Yes No Yes No
1827500 Highcape Capital, Llc 36 Church Lane
Westport CT 06880
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-12-05 735,000 $4.75 5,597,604 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 90,807 Indirect Held by the Kevin L. Rakin Irrevocable Trust
Footnotes
  1. Includes: (i) 53,818 shares of Class A Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Class A Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Class A Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; (v) 48,931 shares of Class A Common Stock held of record by HighCape Capital, L.P.; (vi) 15,023 shares of Class A Common Stock held of record by HighCape Partners II, L.P.; and (vii) 719,977 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P.
  2. Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Messrs. Rakin and Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Messrs. Rakin and Zuga are also the managing members of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
  3. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held of record by HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held of record by each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P.
  4. In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held of record by each such entity. Mr. Rakin may be deemed to beneficially own the securities held of record by the Kevin L. Rakin Irrevocable Trust. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.