Filing Details

Accession Number:
0001225208-22-012056
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-01 16:25:28
Reporting Period:
2022-11-29
Accepted Time:
2022-12-01 16:25:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783180 Carrier Global Corp CARR Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 834051582
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808090 Jurgen Timperman 13995 Pasteur Boulevard
Palm Beach Gardens FL 33418
President, Fire & Security No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-29 155,534 $20.19 155,534 No 4 M Direct
Common Stock Acquisiton 2022-11-29 34,397 $21.43 189,931 No 4 M Direct
Common Stock Acquisiton 2022-11-29 2,724 $18.53 192,655 No 4 M Direct
Common Stock Disposition 2022-11-29 1,157 $43.60 191,498 No 4 D Direct
Common Stock Disposition 2022-11-29 1,567 $43.56 189,931 No 4 S Direct
Common Stock Disposition 2022-11-29 16,906 $43.60 173,025 No 4 D Direct
Common Stock Disposition 2022-11-29 17,491 $43.56 155,534 No 4 S Direct
Common Stock Disposition 2022-11-29 23,169 $43.57 132,365 No 4 D Direct
Common Stock Disposition 2022-11-29 23,196 $43.52 109,169 No 4 D Direct
Common Stock Disposition 2022-11-29 25,675 $43.67 83,494 No 4 D Direct
Common Stock Disposition 2022-11-29 26,804 $43.50 56,690 No 4 S Direct
Common Stock Disposition 2022-11-29 26,831 $43.58 29,859 No 4 S Direct
Common Stock Disposition 2022-11-29 29,859 $43.64 0 No 4 S Direct
Common Stock Disposition 2022-11-29 39,475 $43.54 39,474 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 D Direct
No 4 S Direct
No 4 D Direct
No 4 D Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2022-11-29 34,397 $0.00 34,397 $21.43
Common Stock Stock Appreciation Right Disposition 2022-11-29 2,724 $0.00 2,724 $18.53
Common Stock Stock Appreciation Right Disposition 2022-11-29 155,534 $0.00 155,534 $20.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-02 2028-01-01 No 4 M Direct
0 2020-01-03 2027-01-03 No 4 M Direct
0 2022-02-05 2029-02-04 No 4 M Direct
Footnotes
  1. The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
  2. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.54 to $43.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.49 to $43.56 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.58 to $43.64 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.61 to $43.70 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.