Filing Details
- Accession Number:
- 0000899243-22-037275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-01 16:05:19
- Reporting Period:
- 2022-11-29
- Accepted Time:
- 2022-12-01 16:05:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107421 | Alaunos Therapeutics Inc. | TCRT | Pharmaceutical Preparations (2834) | 841475642 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1827847 | W Robert Postma | C/O Alaunos Therapeutics, Inc. 8030 El Rio St. Houston TX 77054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-29 | 750,000 | $0.65 | 5,000,000 | No | 4 | P | Indirect | By WaterMill Asset Management Corp. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By WaterMill Asset Management Corp. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,241,870 | Direct | |
| Common Stock | 3,574 | Indirect | By Spouse's IRA |
Footnotes
- The shares are directly held by WaterMill Asset Management Corp. The Reporting Person serves as the principal of WaterMill Asset Management Corp.
- The shares were purchased in a registered underwritten offering on November 29, 2022.
- Includes 946,970 shares of common stock underlying units of the Issuer (the "Units"). Each Unit is comprised of one share of common stock and one warrant to acquire one share of common stock. The Reporting Person previously purchased 946,970 Units in a private placement transaction with the Issuer.
Billionaire Hedge Funds
