Filing Details

Accession Number:
0001235802-22-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-29 17:06:41
Reporting Period:
2022-11-28
Accepted Time:
2022-11-29 17:06:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1753455 John Landry 100 Domain Drive
Exeter NH 03833
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-28 45,000 $0.76 213,074 No 4 P Direct
Common Stock Acquisiton 2022-11-28 90,000 $0.79 303,074 No 4 P Direct
Common Stock Acquisiton 2022-11-28 13,550 $0.79 13,550 No 4 P Indirect Roth IRA I
Common Stock Acquisiton 2022-11-28 3,400 $0.76 3,400 No 4 P Indirect Roth IRA II
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Roth IRA I
No 4 P Indirect Roth IRA II
Footnotes
  1. Includes 61,784 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and 45,000 shares held by the reporting person's Roth IRA.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.802, inclusive. The reporting person undertakes to provide to Vapotherm, Inc., any security holder of Vapotherm, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.