Filing Details

Accession Number:
0001315098-22-000178
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-28 19:33:17
Reporting Period:
2022-08-31
Accepted Time:
2022-11-28 19:33:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315098 Roblox Corp RBLX Services-Prepackaged Software (7372) 200991664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834991 David Baszucki C/O Roblox Corporation
970 Park Place
San Mateo CA 94403
President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-23 550,000 $0.08 550,001 No 4 M Direct
Class A Common Stock Disposition 2022-11-23 549,577 $31.85 424 No 4 S Direct
Class A Common Stock Disposition 2022-11-23 423 $32.18 1 No 4 S Direct
Class A Common Stock Disposition 2022-11-23 100,000 $0.00 1,112,500 No 4 G Indirect See Footnote
Class A Common Stock Acquisiton 2022-11-23 100,000 $0.00 100,000 No 4 G Indirect See Footnote
Class A Common Stock Disposition 2022-11-23 99,923 $31.85 77 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2022-11-23 77 $32.18 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 G Indirect See Footnote
No 4 G Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-11-23 550,000 $0.08 550,000 $0.08
Class A Common Stock Class B Common Stock Disposition 2022-08-31 16,000 $0.00 16,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-08-31 8,000 $0.00 8,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2022-08-31 8,000 $0.00 8,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,184,730 2026-03-21 No 4 M Direct
25,774,354 No 4 G Indirect
12,781,474 No 4 G Indirect
12,781,474 No 4 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 750,000 Indirect See Footnote
Class A Common Stock 375,000 Indirect See Footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 27, 2022.
  2. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $31.18 to $32.17, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
  4. Due to an administrative error, the Reporting Person's Form 4 dated August 24, 2022 incorrectly reported that the transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 was of Class A shares. These transfers were of Class B shares. The balances reflected herein have been updated to correct this error.
  5. These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
  6. These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
  7. These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
  8. These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
  9. All of the shares subject to the option are fully vested and exercisable as of the date hereof.
  10. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.
  11. Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts.
  12. Includes 180 shares of Class B Common Stock that had not previously been reflected in the Reporting Person's beneficially owned securities due to an administrative error.