Filing Details

Accession Number:
0001415889-22-011796
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-28 17:09:34
Reporting Period:
2022-11-23
Accepted Time:
2022-11-28 17:09:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820027 Ameriprise Financial Inc AMP Investment Advice (6282) 133180631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1935239 J. Heather Melloh General Counsel'S Office
1098 Ameriprise Financial Center
Minneapolis MN 55474
Evp And General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-23 1,541 $126.89 4,233 No 4 M Direct
Common Stock Disposition 2022-11-23 880 $332.54 3,353 No 4 F Direct
Common Stock Disposition 2022-11-23 165 $332.63 3,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2022-11-23 1,541 $0.00 1,541 $126.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2029-02-01 No 4 M Direct
Footnotes
  1. Reflects the weighted average price of 165 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 23, 2022 with sale prices ranging from $332.6277 to $332.6360 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Fully vested.