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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1532390	Alkaline Water Co Inc	WTER	Wholesale-Groceries & Related Products (5140)	990367049

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1952472	Eric David Rauch	16767 N Perimeter Drive, Suite 320 Scottsdale AZ 85260		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-11-23	80,000	$0.25	80,000	No	4	P	Indirect	David and Julie Rauch Trust
Series E Preferred Stock	Acquisiton	2022-11-23	100,000	$1.00	100,000	No	4	P	Indirect	David and Julie Rauch Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	David and Julie Rauch Trust
No	4	P	Indirect	David and Julie Rauch Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Options	$0.25	2022-11-16	2032-11-16	100,000	100,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-11-16	100,000	100,000	Direct

Footnotes

These shares are issued at a deemed price of $0.25 in consideration for the execution of a subscription agreement for the purchase of the Series E Preferred Stock.
Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the "Company"), into that number of units of the Company (each, a "Unit") determined by dividing the stated value ($1.00 per share) of such share by $0.25. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $0.3125 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $0.25. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $0.25.
David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch.
These options vest as follows: (i) 50% on the first year anniversary of the grant date and (ii) 50% on the second year anniversary of the grant date.