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Home > Insider Trading > Filing (0001493152-22-033581)

Filing Details

Accession Number:
0001493152-22-033581
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-23 16:36:43
Reporting Period:
2022-11-21
Accepted Time:
2022-11-23 16:36:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1750106 Alset Inc. AEI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261725 Ambrose Fai Heng Chan 7 Temasek Boulevard #29-01B
Suntec Tower One
Singapore U0 038987		 Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-21 300,000 $0.18 74,727,030 No 4 P Direct
Common Stock Acquisiton 2022-11-22 300,000 $0.19 75,027,030 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. On November 21, 2022, Mr. Chan acquired 300,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.1700 to $.1899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. On November 22, 2022, Mr. Chan acquired 300,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.1732 to $.2000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. In addition to the 75,027,030 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 6,380,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 81,407,030 shares of the common stock of Alset Inc.