Filing Details

Accession Number:
0001127602-22-026340
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-23 16:17:07
Reporting Period:
2022-11-21
Accepted Time:
2022-11-23 16:17:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1897982 Aspen Technology Inc. AZPN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407695 J Antonio Pietri C/O Aspen Technology, Inc.
20 Crosby Drive
Bedford MA 01730
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-21 49,921 $49.81 220,175 No 4 M Direct
Common Stock Acquisiton 2022-11-21 40,481 $51.03 260,656 No 4 M Direct
Common Stock Acquisiton 2022-11-21 35,405 $70.99 296,061 No 4 M Direct
Common Stock Disposition 2022-11-21 63,766 $231.11 232,295 No 4 S Direct
Common Stock Disposition 2022-11-21 8,081 $232.67 224,214 No 4 S Direct
Common Stock Disposition 2022-11-21 5,188 $233.29 219,026 No 4 S Direct
Common Stock Disposition 2022-11-21 1,300 $234.39 217,726 No 4 S Direct
Common Stock Disposition 2022-11-21 7,069 $235.69 210,657 No 4 S Direct
Common Stock Disposition 2022-11-21 13,285 $236.60 197,372 No 4 S Direct
Common Stock Disposition 2022-11-21 9,255 $237.61 188,117 No 4 S Direct
Common Stock Disposition 2022-11-21 4,159 $238.81 183,958 No 4 S Direct
Common Stock Disposition 2022-11-21 4,133 $239.91 179,825 No 4 S Direct
Common Stock Disposition 2022-11-21 3,258 $240.81 176,567 No 4 S Direct
Common Stock Disposition 2022-11-21 2,400 $242.81 174,167 No 4 S Direct
Common Stock Disposition 2022-11-21 1,008 $242.85 173,159 No 4 S Direct
Common Stock Disposition 2022-11-21 2,905 $243.87 170,254 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-11-21 49,921 $0.00 49,921 $49.81
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-11-21 40,481 $0.00 40,481 $51.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2022-11-21 35,405 $0.00 35,405 $70.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,834 2025-08-02 No 4 M Direct
36,284 2026-08-31 No 4 M Direct
27,482 2027-08-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.00 to $232.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable ranges set forth in footnotes (1) through (13) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.01 to $233.01, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.02 to $234.01, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.09 to $234.71, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.155 to $236.13, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.16 to $237.11, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.165 to $238.15, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.35 to $239.34, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.39 to $240.39, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.42 to $241.21, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.43 to $242.43, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.44 to $243.44, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.46 to $244.22, inclusive.
  14. The option granted at the exercise price of $49.81 vested in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2015.
  15. The option granted at the exercise price of $51.03 vested in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.
  16. The option granted at the exercise price of $70.99 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2020.