Filing Details

Accession Number:
0001127602-22-026301
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-23 09:39:12
Reporting Period:
2022-11-22
Accepted Time:
2022-11-23 09:39:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280546 M Ann Kappler 751 Broad Street, 5Th Flr
Attn.: Regulatory Filings Unit
Newark NJ 07102
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-22 1,870 $108.60 9,779 No 4 S Direct
Common Stock Acquisiton 2022-11-22 223 $78.61 10,002 No 4 M Direct
Common Stock Disposition 2022-11-22 223 $108.65 9,779 No 4 S Direct
Common Stock Acquisiton 2022-11-22 1,516 $78.08 11,295 No 4 M Direct
Common Stock Disposition 2022-11-22 1,516 $108.65 9,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2014 Employee Stock Option (Right to Buy) Disposition 2022-11-22 223 $0.00 223 $78.61
Common Stock 2015 Employee Stock Option (Right to Buy) Disposition 2022-11-22 1,516 $0.00 1,516 $78.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-04-15 No 4 M Direct
0 2025-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 749 Indirect By 401(k)
Footnotes
  1. Following the transaction reported on this Form 4, Ann Kappler continues to hold 9,779 shares directly and 749 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 16,836 vested stock options, 1,127 unvested stock options, 8,528 restricted stock units and 34,711 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  2. Amount reported has been adjusted to include 31 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021, and September 30, 2022, based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  3. The options vest in three equal annual installments beginning on April 15, 2015.
  4. The options vest in three equal annual installments beginning on February 10, 2016.