Filing Details

Accession Number:
0001104659-22-121330
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-22 17:30:59
Reporting Period:
2022-11-18
Accepted Time:
2022-11-22 17:30:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606163 Limbach Holdings Inc. LMB Construction - Special Trade Contractors (1700) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612424 Joshua Horowitz C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726444 Palm Global Small Cap Master Fund Lp C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726497 Palm Management (Us) Llc C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726523 C Bradley Palmer C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-18 4,000 $9.24 253,835 No 4 P Indirect By Palm Global Small Cap Master Fund LP
Common Stock Acquisiton 2022-11-21 710 $9.52 254,545 No 4 P Indirect By Palm Global Small Cap Master Fund LP
Common Stock Acquisiton 2022-11-22 2,127 $10.48 256,672 No 4 P Indirect By Palm Global Small Cap Master Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Palm Global Small Cap Master Fund LP
No 4 P Indirect By Palm Global Small Cap Master Fund LP
No 4 P Indirect By Palm Global Small Cap Master Fund LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,932 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 1,067 1,067 Direct
Common Stock Restricted Stock Units $0.00 2,134 2,134 Direct
Common Stock Restricted Stock Units $0.00 8,876 8,876 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,067 1,067 Direct
2,134 2,134 Direct
8,876 8,876 Direct
Footnotes
  1. The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on April 3, 2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
  3. Each RSU represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on January 1, 2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.
  4. Each RSU represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on January 1, 2022. The RSUs are scheduled to cliff vest on January 1, 2023.
  5. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.17 to $9.25 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
  6. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.55 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
  7. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.41 to $10.50 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.