Filing Details

Accession Number:
0001807707-22-000144
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-22 17:08:09
Reporting Period:
2022-11-21
Accepted Time:
2022-11-22 17:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807707 Appharvest Inc. APPH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605182 J. David Lee C/O Appharvest, Inc.
500 Appalachian Way
Morehead KY 40351
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-21 177,400 $1.22 561,140 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units ("RSUs"). The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.19 to $1.275 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. Reflects the forfeiture of 453,569 RSUs which were forfeited in connection with cessation of employment with the Issuer.