Filing Details
- Accession Number:
- 0001628280-22-030637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-22 14:20:22
- Reporting Period:
- 2022-11-18
- Accepted Time:
- 2022-11-22 14:20:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819438 | Ess Tech Inc. | GWH | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1885331 | E Craig Evans | C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg. 83 Wilsonville OR 97070 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-18 | 50,000 | $3.93 | 2,403,439 | No | 4 | S | Indirect | See Footnote. |
| Common Stock | Disposition | 2022-11-21 | 50,000 | $3.52 | 5,591,617 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-21 | 6,350 | $3.82 | 2,397,089 | No | 4 | S | Indirect | See Footnote. |
| Common Stock | Disposition | 2022-11-21 | 8,217 | $3.82 | 5,583,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote. |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See Footnote. |
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The shares are held directly by Julia Song. The reporting persons are husband and wife.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
Billionaire Hedge Funds
