Filing Details

Accession Number:
0001209191-11-026593
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-06 16:13:38
Reporting Period:
2011-05-04
Filing Date:
2011-05-06
Accepted Time:
2011-05-06 15:13:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230049 Terry P Anderegg 4949 West Brown Deer Rd.
Milwaukee WI 53224
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-04 39,314 $3.21 72,005 No 4 M Direct
Common Stock Disposition 2011-05-04 32,691 $3.86 39,314 No 4 F Direct
Common Stock Acquisiton 2011-05-06 125,772 $3.21 165,086 No 4 M Direct
Common Stock Disposition 2011-05-06 125,772 $3.75 39,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy Disposition 2011-05-04 39,314 $3.21 125,772 $3.21
Common Stock Option to buy Disposition 2011-05-06 125,772 $3.21 0 $3.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,772 2011-05-08 No 4 M Direct
0 2011-05-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,343 Indirect Self Directed IRA
Common Stock 34,449 Indirect Held in ESOP
Common Stock 34,975 Indirect Held in 401(k)
Common Stock 3,297 Indirect Held in BNRP 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $10.67 2014-05-03 100,000 100,000 Direct
Common Stock Option to buy $5.05 2021-01-18 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-03 100,000 100,000 Direct
2021-01-18 15,000 15,000 Direct
Footnotes
  1. Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
  2. Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on a Plan statement dated 12-31-2010.
  3. Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2009.
  4. Employee Stock Option. The option is fully vested.
  5. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.