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Home > Insider Trading > Filing (0001397911-22-000164)

Filing Details

Accession Number:: 0001397911-22-000164
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-21 17:21:22
Reporting Period:: 2022-11-18

Accepted Time:: 2022-11-21 17:21:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1644152	Brent Simonich	C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121	Evp, Cao And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-11-18	920	$219.15	6,042	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Consists of (i) 3,271 shares of Common Stock; (ii) 1,352 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) 1,419 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.