Filing Details

Accession Number:
0001209191-22-058112
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-21 16:16:09
Reporting Period:
2022-11-17
Accepted Time:
2022-11-21 16:16:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1715768 Transphorm Inc. TGAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382883 Mario Rivas C/O Transphorm, Inc.
75 Castilian Drive
Goleta CA 93117
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-17 3,571 $5.67 118,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reported shares were sold to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $5.45 to $5.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.