Filing Details

Accession Number:
0001137774-22-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-21 15:24:10
Reporting Period:
2022-11-17
Accepted Time:
2022-11-21 15:24:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1488775 Clearbridge Mlp & Midstream Fund Inc. CEM Life Insurance (6311) NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
729057 Prudential Insurance Co Of America 751 Broad Street
Newark NJ 07102
No No Yes No
1137774 Prudential Financial Inc 751 Broad St
Newark NJ 07102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series D Mandatory Redeemable Preferred Stock Disposition 2022-11-17 160 $100,000.00 0 No 4 J Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series I Mandatory Redeemable Preferred Stock Acquisiton 2022-11-17 160 $100,000.00 160 No 4 J Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series M Mandatory Redeemable Preferred Stock Acquisiton 2022-11-17 285,715 $35.00 285,715 No 4 P Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
No 4 J Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
No 4 P Indirect By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Footnotes
  1. Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock.
  2. Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock.