Home > Insider Trading > Filing (0001127602-22-026080)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222697	D Lawrence Mcgovern	C/O Heritage Commerce Corp 224 Airport Parkway San Jose CA 95110	Evp/Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, No Par Value	Acquisiton	2022-11-17	15,000	$6.57	104,529	No	4	M	Indirect	Indirect by Trust
Common Stock, No Par Value	Acquisiton	2022-11-17	15,000	$8.07	119,529	No	4	M	Indirect	Indirect by Trust
Common Stock, No Par Value	Disposition	2022-11-17	22,500	$14.59	97,029	No	4	S	Indirect	Indirect by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	Indirect by Trust
No	4	M	Indirect	Indirect by Trust
No	4	S	Indirect	Indirect by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, No Par Value	Standard Employee Option - NSO	Disposition	2022-11-17	15,000	$0.00	15,000	$6.57
Common Stock, No Par Value	Standard Employee Option - NSO	Disposition	2022-11-17	15,000	$0.00	15,000	$8.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-04-30	2023-04-30	No	4	M	Direct
0	2014-02-27	2024-02-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, No Par Value	32,702	Direct
Common Stock, No Par Value	4,980	Indirect	Indirect by IRA

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.5580 to $14.6108, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.