Filing Details

Accession Number:
0001209191-22-057723
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-17 19:16:43
Reporting Period:
2022-11-15
Accepted Time:
2022-11-17 19:16:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047127 Amkor Technology Inc. AMKR Semiconductors & Related Devices (3674) 231722724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596796 Jean Marie Guillaume Rutten 2045 East Innovation Circle
Tempe AZ 85284
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-15 5,000 $9.48 205,000 No 4 M Direct
Common Stock Acquisiton 2022-11-15 10,000 $14.17 215,000 No 4 M Direct
Common Stock Disposition 2022-11-15 17,693 $27.22 197,307 No 4 S Direct
Common Stock Disposition 2022-11-15 12,307 $27.80 185,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2022-11-15 5,000 $0.00 5,000 $9.48
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2022-11-15 10,000 $0.00 10,000 $14.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,625 2020-02-15 2029-02-15 No 4 M Direct
152,500 2020-10-30 2030-07-30 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.64.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission (the "SEC"), Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.65 to $28.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.
  5. This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.