Filing Details

Accession Number:
0001140361-22-041964
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-16 20:32:17
Reporting Period:
2022-11-09
Accepted Time:
2022-11-16 20:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841761 Grove Collaborative Holdings Inc. GROV Retail-Catalog & Mail-Order Houses (5961) 882840659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1930721 Stuart Landesberg C/O Grove Collaborative Holdings, Inc.
1301 Sansome Street
San Francisco CA 94111
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-09 271,058 $0.00 273,658 No 4 M Direct
Class A Common Stock Acquisiton 2022-11-09 623,544 $0.00 623,644 No 4 M Indirect See footnote
Class A Common Stock Disposition 2022-11-14 3,450 $1.26 270,208 No 4 S Direct
Class A Common Stock Disposition 2022-11-14 3,450 $1.26 620,194 No 4 S Indirect See footnote
Class A Common Stock Disposition 2022-11-15 2,400 $1.25 267,808 No 4 S Direct
Class A Common Stock Disposition 2022-11-15 2,400 $1.25 617,794 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-11-09 271,058 $0.00 271,058 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-11-09 623,544 $0.00 623,544 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
786,582 No 4 M Direct
58,778 No 4 M Indirect
Footnotes
  1. Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer.
  2. These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees.
  3. The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive.
  6. This amount consists entirely of 786,582 Earnout Shares.
  7. This amount consists entirely of 58,778 Earnout Shares.