Filing Details

Accession Number:
0000899243-22-036038
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-16 18:26:55
Reporting Period:
2022-11-14
Accepted Time:
2022-11-16 18:26:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1851003 Zeta Global Holdings Corp. ZETA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241677 H Robert Niehaus 600 Lexington Ave.,
31St Floor
New York NY 10022
Yes No No No
1505993 Greenhill Capital Partners (Ghl) Iii, L.p. 600 Lexington Ave.
31St Floor
New York NY 10022
No No No Yes
1505994 Greenhill Capital Partners (Employees) Iii, L.p. 600 Lexington Ave.
31St Floor
New York NY 10022
No No No Yes
1505995 Greenhill Capital Partners (Cayman Islands) Iii, L.p. 600 Lexington Ave.
31St Floor
New York NY 10022
No No No Yes
1505996 Greenhill Capital Partners Iii, L.p. 600 Lexington Ave.,
31St Floor
New York NY 10022
No No No Yes
1724988 Gcp Capital Partners (Cayman) Iv, L.p. 600 Lexington Ave.
31St Floor
New York NY 10022
No No No Yes
1724991 Gcp Capital Partners Iv, L.p. 600 Lexington Ave.
31St Floor
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-14 27,257 $9.01 16,594,634 No 4 S Indirect See Footnote
Common Stock Disposition 2022-11-15 5,704 $9.04 16,588,930 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,128 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.04, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  3. The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners.
  4. Aggregate shares sold consist of (i) 16,565 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 3,245 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 6,909 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 2,992 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 3,191 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and
  5. (Continued from Footnote 4) (vi) 59 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner.
  6. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  7. Total shares consists of: (i) 7,875,807 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,542,701 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,284,713 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,422,631 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,537,188 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,959 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock.