Filing Details

Accession Number:
0001562180-22-007716
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-11-16 16:52:09
Reporting Period:
2022-11-11
Accepted Time:
2022-11-16 16:52:09
Original Submission Date:
2022-11-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1866368 Clearwater Analytics Holdings Inc. CWAN () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441361 S James Cox C/O Clearwater Analytics Holdings, Inc.
777 W. Main Street, Suite 900
Boise ID 83702
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-11 50,000 $4.40 51,786 No 4 M Direct
Class A Common Stock Disposition 2022-11-11 50,000 $17.90 1,786 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2022-11-11 50,000 $0.00 50,000 $4.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
356,020 2029-05-20 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2022.
  2. This transaction was executed in multiple trades at prices ranging from $17.88 USD to $17.95 USD; the price reported above reflects the weighted average sale price.
  3. Of the amount reported, options to purchase 215,020 of Class A Common Stock are vested and exercisable. Unvested options vest in two equal annual installments of 70,500 beginning on and including May 20, 2023.