Filing Details

Accession Number:
0000855658-22-000297
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-16 15:48:38
Reporting Period:
2022-11-14
Accepted Time:
2022-11-16 15:48:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644651 Robert James Anderson 5555 Ne Moore Court
Hillsboro OR 97124
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-14 5,687 $0.00 795,105 No 4 M Direct
Common Stock Disposition 2022-11-14 2,995 $64.63 792,110 No 4 F Direct
Common Stock Acquisiton 2022-11-15 30,000 $8.24 822,110 No 4 M Direct
Common Stock Disposition 2022-11-15 30,000 $68.35 792,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2022-11-15 30,000 $0.00 30,000 $8.24
Common Stock Restricted Stock Unit (RSU) Disposition 2022-11-14 5,687 $0.00 5,687 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
384,363 2019-09-04 2025-09-04 No 4 M Direct
129,786 2022-11-14 No 4 M Direct
Footnotes
  1. Restricted Stock Units - no purchase price for this transaction.
  2. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
  3. The transaction indicated was conducted under an approved 10b5-1 Plan.
  4. This transaction was executed in multiple trades at prices ranging from $67.72 to $69.29 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  5. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
  6. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
  7. Not applicable.