Filing Details

Accession Number:
0001209191-22-057196
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-15 20:45:09
Reporting Period:
2022-11-11
Accepted Time:
2022-11-15 20:45:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833465 Steven Pantelick C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-11 60,000 $0.00 83,801 No 4 C Direct
Class A Common Stock Disposition 2022-11-11 60,000 $16.13 23,801 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stockstock Class B Common Stock Disposition 2022-11-11 60,000 $0.00 60,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
407,360 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 115,000 115,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
115,000 115,000 Indirect
Footnotes
  1. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
  2. Represents the weighted average sale price. The lowest price at which shares were sold was $15.87 and the highest price at which shares were sold was $16.34. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.