Filing Details

Accession Number:
0001209191-22-057192
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-15 20:01:29
Reporting Period:
2022-11-11
Accepted Time:
2022-11-15 20:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1699838 Confluent Inc. CFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393402 Steffan Tomlinson C/O Confluent, Inc.
899 W. Evelyn Avenue
Mountain View CA 94041
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-11-11 15,393 $0.00 121,800 No 4 C Direct
Class A Common Stock Disposition 2022-11-11 15,393 $25.00 106,407 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2022-11-11 15,393 $0.00 15,393 $6.65
Class A Common Stock Class B Common Stock Acquisiton 2022-11-12 15,393 $0.00 15,393 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-11-12 15,393 $0.00 15,393 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,541,416 2030-08-05 No 4 M Direct
15,393 No 4 M Direct
0 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 150,425 150,425 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
150,425 150,425 Indirect
Footnotes
  1. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
  2. Shares sold pursuant to a 10b5-1 trading plan.
  3. The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.