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Filing Details

Accession Number:: 0000899243-22-035875
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-15 16:30:30
Reporting Period:: 2022-11-11

Accepted Time:: 2022-11-15 16:30:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	()	Y9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1591294	Slp (Jersey) Yucca	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1604856	Index Ventures Vii (Jersey), L.p.	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No
1866169	Ltd Vii Associates Venture Index	5Th Floor, 44 Esplanade St. Helier Y9 JE1 3FG	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-11-11	52,983	$22.58	87,528	No	4	S	Direct
Class A Common Stock	Disposition	2022-11-11	87,528	$23.27	0	No	4	S	Direct
Class A Common Stock	Disposition	2022-11-11	9,102	$22.58	15,038	No	4	S	Indirect	By Yucca (Jersey) SLP
Class A Common Stock	Disposition	2022-11-11	15,038	$23.27	0	No	4	S	Indirect	By Yucca (Jersey) SLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Yucca (Jersey) SLP
No	4	S	Indirect	By Yucca (Jersey) SLP

Footnotes

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 - $22.99. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held by Index Ventures VII (Jersey) L.P. ("Index VII"). Index Venture Associates VII Limited ("IVA VII") is the general partner of Index VII. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act ("Section 16") except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 - $23.5972. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index funds' investment in the Issuer. IVA VII disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.