Filing Details

Accession Number:
0000899243-22-035818
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 21:47:41
Reporting Period:
2022-11-09
Accepted Time:
2022-11-14 21:47:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635088 Roivant Sciences Ltd. ROIV () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290162 Qvt Financial Lp 888 Seventh Avenue, 43Rd Floor
New York NY 10106
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2022-11-09 1,196,200 $0.00 38,582,314 No 4 J Indirect Held by QVT Financial Investment Cayman Ltd.
Common Shares Disposition 2022-11-10 1,092,355 $4.75 37,489,959 No 4 S Indirect Held by QVT Financial Investment Cayman Ltd.
Common Shares Disposition 2022-11-10 1,733,577 $4.75 37,925,362 No 4 S Indirect Held by QVT Roiv Hldgs Offshore Ltd.
Common Shares Disposition 2022-11-10 372,427 $4.75 13,535,929 No 4 S Indirect Held by QVT Roiv Hldgs Onshore Ltd.
Common Shares Disposition 2022-11-10 2,311,643 $4.75 28,010,344 No 4 S Indirect Held by QVT Deferred Compensation Holdings Ltd.
Common Shares Disposition 2022-11-10 146,079 $4.75 5,470,181 No 4 S Indirect Held by QVT P&E Roiv Hldgs Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Held by QVT Financial Investment Cayman Ltd.
No 4 S Indirect Held by QVT Financial Investment Cayman Ltd.
No 4 S Indirect Held by QVT Roiv Hldgs Offshore Ltd.
No 4 S Indirect Held by QVT Roiv Hldgs Onshore Ltd.
No 4 S Indirect Held by QVT Deferred Compensation Holdings Ltd.
No 4 S Indirect Held by QVT P&E Roiv Hldgs Ltd.
Footnotes
  1. Shares were distributed in-kind to certain shareholders of QVT FIC (as defined below) who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.
  2. Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 122,541,536 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT.
  3. QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 or for any other purpose.
  4. QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 or for any other purpose.