Filing Details

Accession Number:
0000899243-22-035815
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 21:43:08
Reporting Period:
2022-11-09
Accepted Time:
2022-11-14 21:43:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635088 Roivant Sciences Ltd. ROIV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244828 S Keith Manchester C/O Roivant Sciences Ltd.
7Th Floor, 50 Broadway,
London X0 SW1H 0DB
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2022-11-09 1,196,200 $0.00 38,582,314 No 4 J Indirect Held by QVT Financial Investment Cayman Ltd.
Common Shares Disposition 2022-11-10 1,092,355 $4.75 37,489,959 No 4 S Indirect Held by QVT Financial Investment Cayman Ltd.
Common Shares Disposition 2022-11-10 372,427 $4.75 13,535,929 No 4 S Indirect Held by QVT Roiv Hldgs Onshore Ltd.
Common Shares Disposition 2022-11-10 2,311,643 $4.75 28,010,344 No 4 S Indirect Held by QVT Deferred Compensation Holdings Ltd.
Common Shares Disposition 2022-11-10 146,079 $4.75 5,470,181 No 4 S Indirect Held by QVT P&E Roiv Hldgs Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Held by QVT Financial Investment Cayman Ltd.
No 4 S Indirect Held by QVT Financial Investment Cayman Ltd.
No 4 S Indirect Held by QVT Roiv Hldgs Onshore Ltd.
No 4 S Indirect Held by QVT Deferred Compensation Holdings Ltd.
No 4 S Indirect Held by QVT P&E Roiv Hldgs Ltd.
Footnotes
  1. Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.
  2. The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.