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Filing Details

Accession Number:: 0001801169-22-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-14 19:07:21
Reporting Period:: 2022-11-09

Accepted Time:: 2022-11-14 19:07:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1801169	Opendoor Technologies Inc.	OPEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1479296	Glenn Solomon	410 N. Scottsdale Road, Suite 1600 Tempe AZ 85281		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-11-09	407,599	$1.50	11,247,566	No	4	S	Indirect	By GGV Capital V L.P.
Common Stock	Disposition	2022-11-09	14,959	$1.50	412,783	No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
Common Stock	Disposition	2022-11-09	77,442	$1.50	7,253,314	No	4	S	Indirect	By GGV Capital Select L.P.
Common Stock	Disposition	2022-11-10	1,022,279	$1.79	10,225,287	No	4	S	Indirect	By GGV Capital V L.P.
Common Stock	Disposition	2022-11-10	37,517	$1.79	375,266	No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
Common Stock	Disposition	2022-11-10	194,228	$1.79	7,059,086	No	4	S	Indirect	By GGV Capital Select L.P.
Common Stock	Disposition	2022-11-11	1,479,607	$2.04	8,745,680	No	4	S	Indirect	By GGV Capital V L.P.
Common Stock	Disposition	2022-11-11	54,301	$2.04	320,965	No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
Common Stock	Disposition	2022-11-11	281,118	$2.04	6,777,968	No	4	S	Indirect	By GGV Capital Select L.P.
Common Stock	Disposition	2022-11-14	948,913	$1.92	7,796,767	No	4	S	Indirect	By GGV Capital V L.P.
Common Stock	Disposition	2022-11-14	34,825	$1.92	286,140	No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
Common Stock	Disposition	2022-11-14	180,288	$1.92	6,597,680	No	4	S	Indirect	By GGV Capital Select L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By GGV Capital V L.P.
No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
No	4	S	Indirect	By GGV Capital Select L.P.
No	4	S	Indirect	By GGV Capital V L.P.
No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
No	4	S	Indirect	By GGV Capital Select L.P.
No	4	S	Indirect	By GGV Capital V L.P.
No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
No	4	S	Indirect	By GGV Capital Select L.P.
No	4	S	Indirect	By GGV Capital V L.P.
No	4	S	Indirect	By GGV Capital V Entrepreneurs Fund L.P.
No	4	S	Indirect	By GGV Capital Select L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	28,519	Direct
Common Stock	208,212	Indirect	By Trust
Common Stock	155,709	Indirect	By GGV Capital V L.L.C.
Common Stock	19,396	Indirect	By GGV Capital LLC

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The number of shares reported as beneficially owned gives effect to pro rata distributions in kind of shares of Common Stock by GGV Capital V L.P. ("GGV V LP") to its general partner and limited partners for no additional consideration, subsequent to the Reporting Person's most recent filing, which transactions were exempt from reporting pursuant to Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act.
The shares are held of record by GGV V LP. As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
The number of shares reported as beneficially owned gives effect to pro rata distributions in kind effected by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs") to its general partner and limited partners for no additional consideration, subsequent to the Reporting Person's most recent filing, which transactions were exempt from reporting pursuant to Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act.
The shares are held of record by GGV Entrepreneurs. As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $2.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Gives effect to the transfer of 19,396 shares to GGV Capital LLC ("GGV Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of GGV Capital.
The number of shares reported as beneficially owned gives effect to the receipt of shares from the pro rata distribution described in footnotes 2 and 4, which transactions were exempt from reporting pursuant to Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act.
The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
Gives effect to the receipt of shares from the transfer described in footnote 10.
The shares are held of record by GGV Capital. As a managing member of GGV Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.