Filing Details

Accession Number:
0001144879-22-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 17:18:56
Reporting Period:
2022-11-10
Accepted Time:
2022-11-14 17:18:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144879 Applied Blockchain Inc. APLD Services-Computer Programming, Data Processing, Etc. (7370) 954863690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1899768 Regina Ingel 3811 Turtle Creekblvd, Suite 2100
Dallas TX 75219
Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-10 14,500 $2.14 9,892 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
100,000 100,000 Direct
Footnotes
  1. Includes 16,666 shares of restricted stock, of which 8,333 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 2,083 will vest on each of July 1, 2022, October 1, 2022, and January 1 2023 and 2,084 will vest on April 1, 2023, or in each case, if later, the Later Date.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
  3. One-sixth (1/6) of the RSUs vest on each of February 5 and August 5 of each of 2023, 2024 and 2025.