Filing Details

Accession Number:
0001127602-22-025520
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 17:10:12
Reporting Period:
2022-11-10
Accepted Time:
2022-11-14 17:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421913 Philip Jason Dinapoli 224 Airport Parkway
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2022-11-10 3,275 $14.28 333,475 No 4 P Indirect By Partnership
Common Stock, No Par Value Acquisiton 2022-11-10 2,900 $14.43 330,200 No 4 P Indirect By Partnership
Common Stock, No Par Value Disposition 2022-11-10 1,450 $0.00 29,588 No 5 G Direct
Common Stock, No Par Value Acquisiton 2022-11-10 1,450 $0.00 13,950 No 5 G Indirect By Daughter
Common Stock, No Par Value Disposition 2022-11-10 1,450 $0.00 28,138 No 5 G Direct
Common Stock, No Par Value Disposition 2022-11-10 1,450 $0.00 26,688 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Partnership
No 4 P Indirect By Partnership
No 5 G Direct
No 5 G Indirect By Daughter
No 5 G Direct
No 5 G Direct
Footnotes
  1. This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household.
  2. This transaction involved a gift to the reporting person's daughter who lives in the reporting person's household.
  3. This transaction involved a gift of securities by the reporting person to a son who does not live in the reporting person's household.
  4. Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions.