Filing Details

Accession Number:
0001104659-22-118630
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 16:33:15
Reporting Period:
2022-11-11
Accepted Time:
2022-11-14 16:33:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322402 D Mark Klein C/O Suro Capital Corp.
640 Fifth Avenue, 12Th Floor
New York NY 10019
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-11 25,000 $4.34 947,485 No 4 P Direct
Common Stock Acquisiton 2022-11-14 25,000 $4.18 972,485 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This total includes (i) 2,659 shares of SuRo Capital Corp.'s (the "Company") common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii)(A) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 10, 2021, December 10, 2021 and February 9, 2022, which are subject to certain vesting schedules, and (B) shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.