Filing Details

Accession Number:
0001538716-22-000219
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 16:28:14
Reporting Period:
2022-11-10
Accepted Time:
2022-11-14 16:28:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT Finance Services (6199) 453361983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578544 Raul Vazquez Oportun Financial Corporation
2 Circle Star Way
San Carlos CA 94070
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-11-10 32,320 $6.46 213,132 No 4 P Indirect See footnote
Common Stock Acquisiton 2022-11-11 20,577 $6.77 233,709 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 953,969 Direct
Footnotes
  1. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. These shares are held in a family trust for which the Reporting Person is the Trustee.
  3. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $7.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.