Filing Details

Accession Number:
0001104659-22-118391
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 15:06:39
Reporting Period:
2022-11-11
Accepted Time:
2022-11-14 15:06:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698572 M Suzette Long 5205 N. O'Connor Boulevard, Suite 100
Irving TX 75039
Clo/General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-11 942 $237.19 9,607 No 4 S Direct
Common Stock Disposition 2022-11-11 942 $237.37 8,665 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56 Indirect Held by 401K plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The information in this report is based on a 401(K) plan statement dated as of October 31, 2022.