Filing Details

Accession Number:
0001213900-22-071521
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-14 06:40:38
Reporting Period:
2022-11-10
Accepted Time:
2022-11-14 06:40:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498233 Cepton Inc. CPTN Motor Vehicle Parts & Accessories (3714) 272447291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1888574 Jun Pei C/O Cepton, Inc 399 W. Trimble Rd
San Jose CA 95131
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-10 100,000 $1.78 28,850,306 No 4 S Indirect See footnote
Common Stock Disposition 2022-11-11 55,202 $1.84 28,795,104 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,424,617 Direct
Footnotes
  1. The Reporting Person disposed 100,000 shares of Common Stock in multiple trades at prices ranging from $1.76 to $1.87, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.
  3. The Reporting Person disposed 55,202 shares of Common Stock in multiple trades at prices ranging from $1.80 to $1.89, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.