Filing Details
- Accession Number:
- 0001127602-22-025081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-08 12:14:32
- Reporting Period:
- 2021-09-23
- Accepted Time:
- 2022-11-08 12:14:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384976 | J Gregory Hartz | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Evp, Pres.&Ceo Tompkins Trust | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-23 | 1 | $77.39 | 21 | No | 5 | L | Indirect | As Custodian FBO Andrew Chase UGMA/NY |
| Common Stock | Disposition | 2022-11-04 | 1,574 | $82.26 | 23,362 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-11-04 | 78 | $83.79 | 23,284 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | L | Indirect | As Custodian FBO Andrew Chase UGMA/NY |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,434 | Indirect | by 401(k)/ISOP |
| Common Stock | 3,465 | Indirect | by ESOP |
Footnotes
- Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
- Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
Billionaire Hedge Funds
