Filing Details
- Accession Number:
- 0001214659-22-013269
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-08 09:24:38
- Reporting Period:
- 2022-11-07
- Accepted Time:
- 2022-11-08 09:24:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173420 | Novagold Resources Inc | NG | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192042 | V Kalidas Madhavpeddi | C/O Novagold Resources Inc. 201 South Main Street, Suite 400 Salt Lake City UT 84111 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2022-11-07 | 100,000 | $3.85 | 145,652 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2022-11-07 | 79,056 | $4.87 | 66,596 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2022-11-07 | 17 | $4.84 | 66,579 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2022-11-07 | 20,927 | $0.00 | 45,652 | No | 4 | J | Direct | |
| Common Shares | Acquisiton | 2022-11-07 | 20,927 | $0.00 | 55,152 | No | 4 | J | Indirect | Azteca Consulting LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | Azteca Consulting LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) | Disposition | 2022-11-07 | 100,000 | $0.00 | 100,000 | $3.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100 | 2022-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 80,404 | Indirect | Madhavpeddi Family Trust |
Footnotes
- These options were granted on December 1, 2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.
- Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members.
Billionaire Hedge Funds
